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SAFE HARBOR FIDUCIARY, LLC
CRD 169659File 801-121650
APPROVED
Retail clients
Filing as of Mar 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$129.9M
Bottom 25% of cohort (national)
Discretionary AUM
$129.9M
Clients
346
586 accounts
Employees
5
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jun 29, 2021
- Principal office
- 700 SOUTH PALAFOX STREET, SUITE 300, PENSACOLA, FL, 32502
- Phone
- 850-435-4844
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $129.9M
- Discretionary AUM
- $129.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 586
- Non-discretionary accounts
- 0
- Total accounts
- 586
- AUM per client
- $375K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 77 | $77.8M |
| Individuals (other than high net worth individuals) | 269 | $52.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 318 | 346 | increased by28 |
| Apr 1, 2026 | AUM | $131,977,387 | $129,856,358 | decreased by$2,121,029 |
| Apr 1, 2026 | Accounts | 530 | 586 | increased by56 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1 | 5 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 285 | 318 | increased by33 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $111,367,111 | $131,977,387 | increased by$20,610,276 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 489 | 530 | increased by41 |
| Feb 1, 2022 | Custody | Yes | No | |
| Feb 1, 2022 | Clients | 292 | 285 | decreased by7 |
| Feb 1, 2022 | AUM | $106,791,128 | $111,367,111 | increased by$4,575,983 |
| Feb 1, 2022 | Accounts | 493 | 489 | decreased by4 |
| Jul 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SAFE HARBOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAFE HARBOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.