ARK INVEST

Legal name: ARK INVESTMENT MANAGEMENT LLC

CRD 169525File 801-79081

APPROVED

Custody

Filing as of Apr 1, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$15.98B

Top 10% of cohort (national)

Discretionary AUM

$15.98B

Clients

34 accounts

Employees

Top 10% of cohort in FL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Jan 21, 2014
Principal office: 200 CENTRAL AVENUE, SUITE 220, ST. PETERSBURG, FL, 33701
Phone: 727-810-8160
Website: https://www.tiktok.com/@arkfunds

Assets & accounts

ADV Item 5F

Total regulatory AUM: $15.98B
Discretionary AUM: $15.98B
Non-discretionary AUM: $0
Discretionary accounts: 34
Non-discretionary accounts: 0
Total accounts: 34
AUM per client: $262.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	12	$13.98B
Other investment advisers	27	$3.3M
Pooled investment vehicles	22	$1.55B
Pension and profit sharing plans	Fewer than 5	$33.8M
State or municipal government entities	Fewer than 5	$413.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Publications
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.