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SIMS INVESTMENT MANAGEMENT LLC
CRD 169491File 801-123034
APPROVED
Retail clients
Disclosure events
Filing as of Aug 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$304.6M
Below cohort median (national)
Discretionary AUM
$299.1M
Non-discretionary $5.5M
Clients
522
1,686 accounts
Employees
12
Below cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 13, 2022
- Principal office
- 3322 ERIE AVE., SUITE 200, CINCINNATI, OH, 45208
- Phone
- 513-278-7467
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $304.6M
- Discretionary AUM
- $299.1M
- Non-discretionary AUM
- $5.5M
- Discretionary accounts
- 1,681
- Non-discretionary accounts
- 5
- Total accounts
- 1,686
- AUM per client
- $583K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 67 | $187.6M |
| Pension and profit sharing plans | 5 | $5.5M |
| Individuals (other than high net worth individuals) | 450 | $111.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.