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SIMS INVESTMENT MANAGEMENT LLC
CRD 169491File 801-123034
APPROVED
Retail clients
Disclosure events
Filing as of Aug 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$304.6M
Below cohort median (national)
Discretionary AUM
$299.1M
Non-discretionary $5.5M
Clients
522
1,686 accounts
Employees
12
Below cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 13, 2022
- Principal office
- 3322 ERIE AVE., SUITE 200, CINCINNATI, OH, 45208
- Phone
- 513-278-7467
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $304.6M
- Discretionary AUM
- $299.1M
- Non-discretionary AUM
- $5.5M
- Discretionary accounts
- 1,681
- Non-discretionary accounts
- 5
- Total accounts
- 1,686
- AUM per client
- $583K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 67 | $187.6M |
| Pension and profit sharing plans | 5 | $5.5M |
| Individuals (other than high net worth individuals) | 450 | $111.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 7 | 12 | increased by5 |
| Apr 1, 2026 | Clients | 1,752 | 522 | decreased by1,230 |
| Apr 1, 2026 | AUM | $245,920,179 | $304,571,897 | increased by$58,651,718 |
| Apr 1, 2026 | Accounts | 1,752 | 1,686 | decreased by66 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 7 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 358 | 1,752 | increased by1,394 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $146,721,601 | $245,920,179 | increased by$99,198,578 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,071 | 1,752 | increased by681 |
| Apr 1, 2022 | Clients | 366 | 358 | decreased by8 |
| Apr 1, 2022 | AUM | $129,055,052 | $146,721,601 | increased by$17,666,549 |
| Apr 1, 2022 | Accounts | 1,013 | 1,071 | increased by58 |
| Feb 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SIMS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SIMS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.