← Directory
SCOTTSDALE WEALTH PLANNING, INC.
CRD 169248File 801-113207
APPROVED
Retail clients
Disclosure events
Filing as of Mar 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$171.5M
Bottom 25% of cohort (national)
Discretionary AUM
$171.5M
Clients
79
312 accounts
Employees
2
Below cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 22, 2018
- Principal office
- 7033 E. MAIN STREET, SUITE 104, SCOTTSDALE, AZ, 85251
- Phone
- (480) 550-8555
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $171.5M
- Discretionary AUM
- $171.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 312
- Non-discretionary accounts
- 0
- Total accounts
- 312
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 43 | $156.6M |
| Individuals (other than high net worth individuals) | 36 | $14.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C3
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.