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ALGEBRIS INVESTMENTS (US) INC.
CRD 169236File 801-78692
APPROVED
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.94B
Top 25% of cohort (national)
Discretionary AUM
$6.94B
Clients
3
5 accounts
Employees
4
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 15, 2013
- Principal office
- 699 BOYLSTON STREET, SUITE 1001, BOSTON, MA, 02116
- Phone
- 617-648-4829
- Website
- HTTP://WWW.ALGEBRIS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.94B
- Discretionary AUM
- $6.94B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 5
- Non-discretionary accounts
- 0
- Total accounts
- 5
- AUM per client
- $2.31B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $5.75B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — COSTS ARE PAID BY ALGEBRIS (UK) LIMITED
- Performance-based fees
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 5 | 3 | decreased by2 |
| Apr 1, 2026 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2026 | Clients | 6 | 5 | decreased by1 |
| Apr 1, 2026 | AUM | $4,358,644,197 | $6,944,681,122 | increased by$2,586,036,925 |
| Apr 1, 2026 | Accounts | 8 | 5 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 10 | 6 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $13,489,470,864 | $4,358,644,197 | decreased by$9,130,826,667 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 10 | 8 | decreased by2 |
| May 1, 2022 | Clients | 9 | 10 | increased by1 |
| May 1, 2022 | AUM | $11,091,575,939 | $13,489,470,864 | increased by$2,397,894,925 |
| May 1, 2022 | Accounts | 9 | 10 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALGEBRIS INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALGEBRIS INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.