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RUGGIERO INVESTMENTS
Legal name: RUGGIERO INVESTMENTS, INC.
CRD 169180File 801-131800
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$137.6M
Bottom 25% of cohort (national)
Discretionary AUM
$137.6M
Clients
399
767 accounts
Employees
5
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 21, 2025
- Principal office
- 500 S. AUSTRAILIAN AVENUE, SUITE 608, WEST PALM BEACH, FL, 33401
- Phone
- (800) 777-4726
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $137.6M
- Discretionary AUM
- $137.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 767
- Non-discretionary accounts
- 0
- Total accounts
- 767
- AUM per client
- $345K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $1.7M |
| High net worth individuals | 26 | $63.6M |
| Pension and profit sharing plans | Fewer than 5 | $19.2M |
| Individuals (other than high net worth individuals) | 366 | $53.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.