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FIRST TRUST GLOBAL PORTFOLIOS LTD.
Legal name: FIRST TRUST GLOBAL PORTFOLIOS LIMITED
CRD 169173File 801-79653
APPROVED
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$338.8M
Below cohort median (national)
Discretionary AUM
$338.8M
Clients
3
6 accounts
Employees
34
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- May 1, 2014
- Principal office
- 8 ANGEL COURT, LONDON, EC2R 7HJ
- Phone
- +44 203 195 7121
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $338.8M
- Discretionary AUM
- $338.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 6
- Non-discretionary accounts
- 0
- Total accounts
- 6
- AUM per client
- $112.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $8.3M |
| Investment companies | 1 | $303.5M |
| Other investment advisers | Fewer than 5 | $9.1M |
| Pooled investment vehicles | 2 | $13.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $211,161,520 | $338,803,966 | increased by$127,642,446 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 36 | 34 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 8 | 3 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $339,017,900 | $211,161,520 | decreased by$127,856,380 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 8 | 6 | decreased by2 |
| Apr 1, 2022 | Employees | 35 | 36 | increased by1 |
| Apr 1, 2022 | Clients | 7 | 8 | increased by1 |
| Apr 1, 2022 | AUM | $326,484,649 | $339,017,900 | increased by$12,533,251 |
| Apr 1, 2022 | Accounts | 7 | 8 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FIRST TRUST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIRST TRUST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.