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OAK HARBOR CAPITAL, LLC
CRD 169089File 801-80354
APPROVED
Custody
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$442.1M
Below cohort median (national)
Discretionary AUM
$442.1M
Clients
18
18 accounts
Employees
20
Above cohort median in NV
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 29, 2014
- Principal office
- 4530 SOUTH EASTERN AVENUE, SUITE 10, LAS VEGAS, NV, 89119-6181
- Phone
- 855-330-9520
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $442.1M
- Discretionary AUM
- $442.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 18
- Non-discretionary accounts
- 0
- Total accounts
- 18
- AUM per client
- $24.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 18 | $442.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SERVICING FEES FOR DEBT RECOVERY SERVICES.
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 26 | 20 | decreased by6 |
| Apr 1, 2026 | AUM | $507,757,176 | $442,118,576 | decreased by$65,638,600 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 27 | 26 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 23 | 18 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $669,589,754 | $507,757,176 | decreased by$161,832,578 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 23 | 18 | decreased by5 |
| Apr 1, 2022 | Employees | 49 | 27 | decreased by22 |
| Apr 1, 2022 | Clients | 24 | 23 | decreased by1 |
| Apr 1, 2022 | AUM | $567,128,469 | $669,589,754 | increased by$102,461,285 |
| Apr 1, 2022 | Accounts | 24 | 23 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OAK HARBOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OAK HARBOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.