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HARPSWELL CAPITAL ADVISORS, LLC
CRD 168996File 801-110825
APPROVED
Retail clients
Filing as of May 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$587.0M
Above cohort median (national)
Discretionary AUM
$587.0M
Clients
79
79 accounts
Employees
5
Above cohort median in ME
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 17, 2017
- Principal office
- 500 US ROUTE 1, SUITE 203, YARMOUTH, ME, 04096
- Phone
- 207-926-1380
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $587.0M
- Discretionary AUM
- $587.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 79
- Non-discretionary accounts
- 0
- Total accounts
- 79
- AUM per client
- $7.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.4M |
| Charitable organizations | 35 | $307.9M |
| High net worth individuals | 6 | $20.6M |
| Banking or thrift institutions | Fewer than 5 | $416K |
| State or municipal government entities | 7 | $250.9M |
| Individuals (other than high net worth individuals) | 28 | $5.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2026 | Clients | 75 | 79 | increased by4 |
| Apr 1, 2026 | AUM | $497,419,486 | $587,044,785 | increased by$89,625,299 |
| Apr 1, 2026 | Accounts | 64 | 79 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 48 | 75 | increased by27 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $471,857,659 | $497,419,486 | increased by$25,561,827 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 116 | 64 | decreased by52 |
| Apr 1, 2022 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2022 | Clients | 35 | 48 | increased by13 |
| Apr 1, 2022 | AUM | $240,931,026 | $471,857,659 | increased by$230,926,633 |
| Apr 1, 2022 | Accounts | 87 | 116 | increased by29 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HARPSWELL CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HARPSWELL CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.