TRANSGLOBAL ADVISORY, LLC

CRD 168709File 801-129096

APPROVED

Retail clients

Filing as of Jun 17, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$58.3M

Bottom 25% of cohort (national)

Discretionary AUM

$58.3M

Clients

193

193 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Nov 30, 2023
Principal office: 185 W CHESTNUT AVE, MONROVIA, CA, 91016
Phone: 626-447-7888
Website: https://www.facebook.com/transglobalusa

Assets & accounts

ADV Item 5F

Total regulatory AUM: $58.3M
Discretionary AUM: $58.3M
Non-discretionary AUM: $0
Discretionary accounts: 193
Non-discretionary accounts: 0
Total accounts: 193
AUM per client: $302K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	16	$1.5M
Charitable organizations	Fewer than 5	$24
High net worth individuals	15	$28.9M
Pension and profit sharing plans	62	$9.5M
Individuals (other than high net worth individuals)	99	$18.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.