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TRANSGLOBAL ADVISORY, LLC
CRD 168709File 801-129096
APPROVED
Retail clients
Filing as of Sep 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$58.3M
Bottom 25% of cohort (national)
Discretionary AUM
$58.3M
Clients
193
193 accounts
Employees
32
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Nov 30, 2023
- Principal office
- 185 W CHESTNUT AVE, MONROVIA, CA, 91016
- Phone
- 626-447-7888
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $58.3M
- Discretionary AUM
- $58.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 193
- Non-discretionary accounts
- 0
- Total accounts
- 193
- AUM per client
- $302K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $1.5M |
| Charitable organizations | Fewer than 5 | $24 |
| High net worth individuals | 15 | $28.9M |
| Pension and profit sharing plans | 62 | $9.5M |
| Individuals (other than high net worth individuals) | 99 | $18.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 29 | 28 | decreased by1 |
| Apr 1, 2026 | Clients | 144 | 193 | increased by49 |
| Apr 1, 2026 | AUM | $46,814,305 | $58,340,309 | increased by$11,526,004 |
| Apr 1, 2026 | Accounts | 226 | 193 | decreased by33 |
| Dec 1, 2025 vs May 1, 2025 | Custody | Yes | No | |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRANSGLOBAL ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRANSGLOBAL ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.