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RITHOLTZ WEALTH MANAGEMENT
CRD 168652File 801-78479
APPROVED
Retail clients
Custody
Filing as of Aug 10, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$9.42B
Top 10% of cohort (national)
Discretionary AUM
$8.51B
Non-discretionary $911.3M
Clients
4,221
13,828 accounts
Employees
83
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 16, 2013
- Principal office
- 24 WEST 40TH STREET, 15TH FLOOR, NEW YORK, NY, 10018
- Phone
- (212) 625-1200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.42B
- Discretionary AUM
- $8.51B
- Non-discretionary AUM
- $911.3M
- Discretionary accounts
- 13,305
- Non-discretionary accounts
- 523
- Total accounts
- 13,828
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $34.3M |
| Charitable organizations | Fewer than 5 | $73.2M |
| High net worth individuals | 1,445 | $8.12B |
| Pension and profit sharing plans | 82 | $413.8M |
| Individuals (other than high net worth individuals) | 2,694 | $779.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.