NEWFOUNDLAND CAPITAL MANAGEMENT US, LLC

CRD 168646File 801-79548

APPROVED

Custody

Filing as of Mar 31, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$103.4M

Bottom 25% of cohort (national)

Discretionary AUM

$103.4M

Clients

7 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Apr 15, 2014
Principal office: Not reported
Phone: +55 (11) 5180-3311
Website: HTTP://WWW.NEWFCAP.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $103.4M
Discretionary AUM: $103.4M
Non-discretionary AUM: $0
Discretionary accounts: 7
Non-discretionary accounts: 0
Total accounts: 7
AUM per client: $14.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	7	$103.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Commissions

Advisory activities

Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Custody	No	Yes
Apr 1, 2026	Employees	13	9	decreased by4
Apr 1, 2026	AUM	$142,199,906	$103,353,573	decreased by$38,846,333
May 1, 2025 vs Oct 1, 2022	Employees	16	13	decreased by3
May 1, 2025 vs Oct 1, 2022	Custody	Yes	No
May 1, 2025 vs Oct 1, 2022	Clients	8	7	decreased by1
May 1, 2025 vs Oct 1, 2022	AUM	$725,609,999	$142,199,906	decreased by$583,410,093
May 1, 2025 vs Oct 1, 2022	Accounts	8	7	decreased by1
Apr 1, 2022	Clients	9	8	decreased by1
Apr 1, 2022	AUM	$1,078,399,283	$725,609,999	decreased by$352,789,284
Apr 1, 2022	Accounts	10	8	decreased by2
Jun 1, 2021	AUM	$1,096,219,738	$1,078,399,283	decreased by$17,820,455
May 1, 2021	Clients	2	9	increased by7
May 1, 2021	AUM	$916,917,246	$1,096,219,738	increased by$179,302,492
May 1, 2021	Accounts	2	10	increased by8

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “NEWFOUNDLAND CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEWFOUNDLAND CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.