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SHIRAISHI FINANCIAL GROUP ADVISORS
Legal name: SFGA LLC
CRD 168645File 801-107307
APPROVED
Retail clients
Filing as of May 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$110.1M
Bottom 25% of cohort (national)
Discretionary AUM
$107.2M
Non-discretionary $2.9M
Clients
458
1,002 accounts
Employees
5
Bottom 25% of cohort in HI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 18, 2016
- Principal office
- 1357 KAPIOLANI BLVD, STE 1140, HONOLULU, HI, 96814
- Phone
- 808 951-7185
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $110.1M
- Discretionary AUM
- $107.2M
- Non-discretionary AUM
- $2.9M
- Discretionary accounts
- 991
- Non-discretionary accounts
- 11
- Total accounts
- 1,002
- AUM per client
- $240K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 79 | $41.0M |
| Pension and profit sharing plans | Fewer than 5 | $508K |
| Individuals (other than high net worth individuals) | 379 | $68.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — REFERRAL FEES FROM THIRD-PARTY INVESTMENT ADVISERS
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Mar 1, 2026 | Employees | 5 | 6 | increased by1 |
| Mar 1, 2026 | Clients | 497 | 458 | decreased by39 |
| Mar 1, 2026 | AUM | $117,832,162 | $110,064,758 | decreased by$7,767,404 |
| Mar 1, 2026 | Accounts | 1,110 | 1,002 | decreased by108 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 547 | 497 | decreased by50 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $133,918,363 | $117,832,162 | decreased by$16,086,201 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,286 | 1,110 | decreased by176 |
| Mar 1, 2022 | Clients | 518 | 547 | increased by29 |
| Mar 1, 2022 | AUM | $130,680,730 | $133,918,363 | increased by$3,237,633 |
| Mar 1, 2022 | Accounts | 1,235 | 1,286 | increased by51 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SHIRAISHI FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SHIRAISHI FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.