← Directory
360 FINANCIAL
Legal name: 360 FINANCIAL, INC.
CRD 168600File 801-78425
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$700.5M
Above cohort median (national)
Discretionary AUM
$636.5M
Non-discretionary $64.1M
Clients
1,206
2,079 accounts
Employees
16
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 30, 2013
- Principal office
- 849 LAKE STREET EAST, WAYZATA, MN, 55391
- Phone
- 952-542-8900
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $700.5M
- Discretionary AUM
- $636.5M
- Non-discretionary AUM
- $64.1M
- Discretionary accounts
- 2,069
- Non-discretionary accounts
- 10
- Total accounts
- 2,079
- AUM per client
- $581K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 25 | $79.1M |
| Charitable organizations | Fewer than 5 | $4.8M |
| High net worth individuals | 421 | $464.0M |
| Pension and profit sharing plans | Fewer than 5 | $1.7M |
| Individuals (other than high net worth individuals) | 756 | $151.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.