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JAMES T. BORELLO & CO.
CRD 16860File 801-114233
APPROVED
Retail clients
Filing as of Oct 21, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$514.1M
Above cohort median (national)
Discretionary AUM
$514.1M
Clients
700
700 accounts
Employees
4
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 5, 2018
- Principal office
- 151 DUNDEE AVENUE, EAST DUNDEE, IL, 60118
- Phone
- 847-426-0200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $514.1M
- Discretionary AUM
- $514.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 700
- Non-discretionary accounts
- 0
- Total accounts
- 700
- AUM per client
- $734K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 166 | $361.0M |
| Individuals (other than high net worth individuals) | 534 | $153.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Clients | 649 | 700 | increased by51 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $427,365,647 | $514,080,273 | increased by$86,714,626 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 1,688 | 700 | decreased by988 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 744 | 649 | decreased by95 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $304,968,028 | $427,365,647 | increased by$122,397,619 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 744 | 1,688 | increased by944 |
| Sep 1, 2022 | Employees | 4 | 5 | increased by1 |
| Nov 1, 2021 | Clients | 675 | 744 | increased by69 |
| Nov 1, 2021 | AUM | $221,181,899 | $304,968,028 | increased by$83,786,129 |
| Nov 1, 2021 | Accounts | 675 | 744 | increased by69 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “JAMES BORELLO” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“JAMES BORELLO” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.