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CLARIS FINANCIAL, LLC
CRD 168503File 801-115295
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$330.2M
Below cohort median (national)
Discretionary AUM
$305.6M
Non-discretionary $24.6M
Clients
599
1,038 accounts
Employees
8
Below cohort median in VA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- May 16, 2019
- Principal office
- 4510 COX RD., SUITE 302, GLEN ALLEN, VA, 23060
- Phone
- 804-935-3000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $330.2M
- Discretionary AUM
- $305.6M
- Non-discretionary AUM
- $24.6M
- Discretionary accounts
- 986
- Non-discretionary accounts
- 52
- Total accounts
- 1,038
- AUM per client
- $551K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $5.1M |
| High net worth individuals | 161 | $248.3M |
| Individuals (other than high net worth individuals) | 438 | $76.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 551 | 599 | increased by48 |
| Apr 1, 2026 | AUM | $285,968,222 | $330,221,020 | increased by$44,252,798 |
| Apr 1, 2026 | Accounts | 1,114 | 1,038 | decreased by76 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 492 | 551 | increased by59 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $237,317,513 | $285,968,222 | increased by$48,650,709 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,024 | 1,114 | increased by90 |
| Apr 1, 2022 | Clients | 447 | 492 | increased by45 |
| Apr 1, 2022 | AUM | $196,380,854 | $237,317,513 | increased by$40,936,659 |
| Apr 1, 2022 | Accounts | 909 | 1,024 | increased by115 |
| May 1, 2021 | Clients | 408 | 447 | increased by39 |
| May 1, 2021 | AUM | $162,338,927 | $196,380,854 | increased by$34,041,927 |
| May 1, 2021 | Accounts | 737 | 909 | increased by172 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CLARIS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CLARIS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.