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FLAHARTY ASSET MANAGEMENT, LLC
CRD 168495File 801-78437
APPROVED
Retail clients
Custody
Filing as of Mar 19, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$901.6M
Above cohort median (national)
Discretionary AUM
$899.4M
Non-discretionary $2.2M
Clients
1,130
1,964 accounts
Employees
10
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Aug 27, 2013
- Principal office
- 311 PARK PLACE BLVD., SUITE 150, CLEARWATER, FL, 33759
- Phone
- 727-252-1050
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $901.6M
- Discretionary AUM
- $899.4M
- Non-discretionary AUM
- $2.2M
- Discretionary accounts
- 1,957
- Non-discretionary accounts
- 7
- Total accounts
- 1,964
- AUM per client
- $798K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $29.1M |
| Charitable organizations | 4 | $1.3M |
| High net worth individuals | 556 | $741.1M |
| Pension and profit sharing plans | 6 | $4.4M |
| Individuals (other than high net worth individuals) | 548 | $125.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.