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KOKUA CAPITAL MANAGEMENT
Legal name: CHAPMAN FINANCIAL GROUP, LLC
CRD 168439File 801-123439
APPROVED
Retail clients
Custody
Filing as of Jul 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$223.9M
Below cohort median (national)
Discretionary AUM
$203.1M
Non-discretionary $20.9M
Clients
96
274 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 11, 2022
- Principal office
- Not reported
- Phone
- 312 994-2390
- Website
- HTTP://WWW.KOKUACAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $223.9M
- Discretionary AUM
- $203.1M
- Non-discretionary AUM
- $20.9M
- Discretionary accounts
- 265
- Non-discretionary accounts
- 9
- Total accounts
- 274
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $2.2M |
| High net worth individuals | 51 | $204.0M |
| Individuals (other than high net worth individuals) | 44 | $17.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 88 | 96 | increased by8 |
| Apr 1, 2026 | AUM | $192,050,717 | $223,936,259 | increased by$31,885,542 |
| Apr 1, 2026 | Accounts | 268 | 274 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1 | 2 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 36 | 88 | increased by52 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $123,442,952 | $192,050,717 | increased by$68,607,765 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 125 | 268 | increased by143 |
| Apr 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KOKUA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KOKUA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.