GRUPP FINANCIAL LLC

CRD 168436File 801-135382

APPROVED

Retail clients

Custody

Filing as of Jan 22, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$100.1M

Bottom 25% of cohort (national)

Discretionary AUM

$100.1M

Clients

37 accounts

Employees

Bottom 25% of cohort in WY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: Mar 2, 2026
Principal office: 1705 HIGH SCHOOL ROAD, UNIT #140, JACKSON, WY, 83001
Phone: 1.307.200.6579
Website: HTTP://WWW.GRUPPFINANCIAL.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $100.1M
Discretionary AUM: $100.1M
Non-discretionary AUM: $0
Discretionary accounts: 37
Non-discretionary accounts: 0
Total accounts: 37
AUM per client: $10.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$97.9M
Charitable organizations	1	$26
High net worth individuals	Fewer than 5	$2.0M
Individuals (other than high net worth individuals)	Fewer than 5	$191K

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.