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ETF MODEL SOLUTIONS, LLC
CRD 168410File 801-80785
APPROVED
Retail clients
Filing as of Aug 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$18.1M
Bottom 25% of cohort (national)
Discretionary AUM
$18.1M
Clients
108
220 accounts
Employees
14
Bottom 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 2, 2015
- Principal office
- W6272 COMMUNICATION COURT, APPLETON, WI, 54914-8531
- Phone
- 920-785-6010
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $18.1M
- Discretionary AUM
- $18.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 220
- Non-discretionary accounts
- 0
- Total accounts
- 220
- AUM per client
- $168K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 12 | $5.9M |
| Pension and profit sharing plans | Fewer than 5 | $5.3M |
| Individuals (other than high net worth individuals) | 93 | $6.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — LICENSE FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2026 | AUM | $16,819,712 | $18,115,702 | increased by$1,295,990 |
| Apr 1, 2026 | Accounts | 210 | 220 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 13 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 76 | 108 | increased by32 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $13,960,720 | $16,819,712 | increased by$2,858,992 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 174 | 210 | increased by36 |
| Apr 1, 2022 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | AUM | $11,781,727 | $13,960,720 | increased by$2,178,993 |
| Apr 1, 2022 | Accounts | 161 | 174 | increased by13 |
| Oct 1, 2021 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ETF MODEL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ETF MODEL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.