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FI401K ADVISORS
Legal name: FI401K ADVISORS, LLC
CRD 168408File 801-107736
APPROVED
Disclosure events
Filing as of Jan 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$915.0M
Above cohort median (national)
Discretionary AUM
$681.4M
Non-discretionary $233.6M
Clients
305
305 accounts
Employees
2
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 22, 2016
- Principal office
- 9137 EAST MINERAL CIRCLE, SUITE 210, CENTENNIAL, CO, 80112
- Phone
- 303-495-5890
- Website
- HTTP://WWW.FI401K.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $915.0M
- Discretionary AUM
- $681.4M
- Non-discretionary AUM
- $233.6M
- Discretionary accounts
- 163
- Non-discretionary accounts
- 142
- Total accounts
- 305
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 305 | $915.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 338 | 305 | decreased by33 |
| Feb 1, 2026 | AUM | $849,723,671 | $914,955,513 | increased by$65,231,842 |
| Feb 1, 2026 | Accounts | 338 | 305 | decreased by33 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 520 | 338 | decreased by182 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $963,590,000 | $849,723,671 | decreased by$113,866,329 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 520 | 338 | decreased by182 |
| Feb 1, 2022 | Clients | 503 | 520 | increased by17 |
| Feb 1, 2022 | AUM | $801,671,314 | $963,590,000 | increased by$161,918,686 |
| Feb 1, 2022 | Accounts | 503 | 520 | increased by17 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FI401K ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FI401K ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.