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SPRINGS CAPITAL (HONG KONG) LIMITED
CRD 168321File 801-81164
APPROVED
Retail clients
Filing as of Jun 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$7.17B
Top 25% of cohort (national)
Discretionary AUM
$7.17B
Clients
16
16 accounts
Employees
17
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Mar 19, 2015
- Principal office
- ROOM 4209, GLOUCESTER TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG
- Phone
- 852-22591601/22591619
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $7.17B
- Discretionary AUM
- $7.17B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 16
- Non-discretionary accounts
- 0
- Total accounts
- 16
- AUM per client
- $448.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $78.6M |
| Non-U.S. persons | 5 | $6.00B |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | Fewer than 5 | $23.5M |
| Pooled investment vehicles | 7 | $989.3M |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | Fewer than 5 | $81.3M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Employees | 16 | 17 | increased by1 |
| May 1, 2026 | Disclosures | Yes | No | |
| May 1, 2026 | Clients | 17 | 16 | decreased by1 |
| May 1, 2026 | AUM | $5,486,587,778 | $7,174,538,731 | increased by$1,687,950,953 |
| May 1, 2026 | Accounts | 17 | 16 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 16 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 20 | 17 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,964,944,806 | $5,486,587,778 | decreased by$1,478,357,028 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 20 | 17 | decreased by3 |
| Apr 1, 2022 | Employees | 11 | 10 | decreased by1 |
| Apr 1, 2022 | Clients | 13 | 20 | increased by7 |
| Apr 1, 2022 | AUM | $6,644,273,945 | $6,964,944,806 | increased by$320,670,861 |
| Apr 1, 2022 | Accounts | 19 | 20 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SPRINGS CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SPRINGS CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.