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FISCAL WISDOM WEALTH MANAGEMENT LLC
CRD 168299File 801-119231
APPROVED
Retail clients
Custody
Filing as of Aug 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$386.0M
Below cohort median (national)
Discretionary AUM
$386.0M
Clients
2,828
2,828 accounts
Employees
18
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 3, 2020
- Principal office
- 61 MAPLE AVENUE, CANTON, CT, 06019
- Phone
- 678-202-4066
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $386.0M
- Discretionary AUM
- $386.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,828
- Non-discretionary accounts
- 0
- Total accounts
- 2,828
- AUM per client
- $136K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $4.1M |
| High net worth individuals | 52 | $87.3M |
| Pension and profit sharing plans | 137 | $13.1M |
| Individuals (other than high net worth individuals) | 2,624 | $281.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — SOLICITOR FEES
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 22 | 18 | decreased by4 |
| Apr 1, 2026 | Clients | 2,579 | 2,828 | increased by249 |
| Apr 1, 2026 | AUM | $259,793,557 | $386,005,788 | increased by$126,212,231 |
| Apr 1, 2026 | Accounts | 2,579 | 2,828 | increased by249 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 22 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,057 | 2,579 | increased by1,522 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $170,800,000 | $259,793,557 | increased by$88,993,557 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,057 | 2,579 | increased by1,522 |
| Jun 1, 2022 | Employees | 14 | 15 | increased by1 |
| Apr 1, 2022 | Clients | 835 | 1,057 | increased by222 |
| Apr 1, 2022 | AUM | $166,661,131 | $170,800,000 | increased by$4,138,869 |
| Apr 1, 2022 | Accounts | 835 | 1,057 | increased by222 |
| Mar 1, 2022 | Employees | 16 | 14 | decreased by2 |
| Mar 1, 2022 | Clients | 610 | 835 | increased by225 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FISCAL WISDOM” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FISCAL WISDOM” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.