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INDEPENDENT ADVISOR ALLIANCE, LLC
CRD 168267File 801-78808
APPROVED
Retail clients
Custody
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$17.23B
Top 10% of cohort (national)
Discretionary AUM
$17.23B
Clients
45,001
45,002 accounts
Employees
251
Top 10% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 26, 2013
- Principal office
- 11215 N. COMMUNITY HOUSE RD., STE. 775, CHARLOTTE, NC, 28277
- Phone
- 888.430.1555
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $17.23B
- Discretionary AUM
- $17.23B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 45,002
- Non-discretionary accounts
- 0
- Total accounts
- 45,002
- AUM per client
- $383K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 967 | $292.4M |
| Charitable organizations | 932 | $472.8M |
| High net worth individuals | 15,578 | $11.97B |
| Pension and profit sharing plans | 875 | $147.7M |
| Individuals (other than high net worth individuals) | 26,649 | $4.35B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 45,002 | 45,001 | decreased by1 |
| Apr 1, 2026 | Employees | 283 | 251 | decreased by32 |
| Apr 1, 2026 | Clients | 34,127 | 45,002 | increased by10,875 |
| Apr 1, 2026 | AUM | $14,074,143,679 | $17,233,280,665 | increased by$3,159,136,986 |
| Apr 1, 2026 | Accounts | 54,861 | 45,002 | decreased by9,859 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 207 | 283 | increased by76 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 25,206 | 34,127 | increased by8,921 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $9,830,340,002 | $14,074,143,679 | increased by$4,243,803,677 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 39,278 | 54,861 | increased by15,583 |
| Apr 1, 2022 | Employees | 208 | 207 | decreased by1 |
| Apr 1, 2022 | Clients | 21,863 | 25,206 | increased by3,343 |
| Apr 1, 2022 | AUM | $7,652,015,425 | $9,830,340,002 | increased by$2,178,324,577 |
| Apr 1, 2022 | Accounts | 34,776 | 39,278 | increased by4,502 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INDEPENDENT ADVISOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INDEPENDENT ADVISOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.