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INDEPENDENT ADVISOR ALLIANCE, LLC
CRD 168267File 801-78808
APPROVED
Retail clients
Custody
Filing as of Aug 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$17.23B
Top 10% of cohort (national)
Discretionary AUM
$17.23B
Clients
45,001
45,002 accounts
Employees
251
Top 10% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 26, 2013
- Principal office
- 11215 N. COMMUNITY HOUSE RD., STE. 775, CHARLOTTE, NC, 28277
- Phone
- 888.430.1555
- Website
- https://www.livswell.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $17.23B
- Discretionary AUM
- $17.23B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 45,002
- Non-discretionary accounts
- 0
- Total accounts
- 45,002
- AUM per client
- $383K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 967 | $292.4M |
| Charitable organizations | 932 | $472.8M |
| High net worth individuals | 15,578 | $11.97B |
| Pension and profit sharing plans | 875 | $147.7M |
| Individuals (other than high net worth individuals) | 26,649 | $4.35B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 45002 | 45001 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.