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APPIAN WAY FINANCIAL
Legal name: APPIAN WAY FINANCIAL LLC
CRD 168109File 801-131263
APPROVED
Retail clients
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$142.9M
Bottom 25% of cohort (national)
Discretionary AUM
$138.0M
Non-discretionary $4.9M
Clients
104
316 accounts
Employees
1
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Oct 10, 2024
- Principal office
- 680 E COLORADO BLVD, STE 180, PASADENA, CA, 91101
- Phone
- (626) 210-2660
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $142.9M
- Discretionary AUM
- $138.0M
- Non-discretionary AUM
- $4.9M
- Discretionary accounts
- 298
- Non-discretionary accounts
- 18
- Total accounts
- 316
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $20.7M |
| High net worth individuals | 23 | $55.3M |
| Individuals (other than high net worth individuals) | 81 | $66.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.