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OCEANIQ CAPITAL, LLC
CRD 168062File 801-113911
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$334.2M
Below cohort median (national)
Discretionary AUM
$299.0M
Non-discretionary $35.1M
Clients
452
452 accounts
Employees
7
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 29, 2018
- Principal office
- 1881 PAGE MILL RD., SUITE #236, PALO ALTO, CA, 94304
- Phone
- (415) 432-7580
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $334.2M
- Discretionary AUM
- $299.0M
- Non-discretionary AUM
- $35.1M
- Discretionary accounts
- 425
- Non-discretionary accounts
- 27
- Total accounts
- 452
- AUM per client
- $739K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 448 | $312.2M |
| Pooled investment vehicles | 4 | $22.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 7 | increased by2 |
| Apr 1, 2026 | Clients | 297 | 452 | increased by155 |
| Apr 1, 2026 | AUM | $212,427,410 | $334,170,960 | increased by$121,743,550 |
| Apr 1, 2026 | Accounts | 274 | 452 | increased by178 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 5 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 394 | 297 | decreased by97 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $181,307,569 | $212,427,410 | increased by$31,119,841 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 180 | 274 | increased by94 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 133 | 394 | increased by261 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $125,201,605 | $181,307,569 | increased by$56,105,964 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 279 | 180 | decreased by99 |
| Jun 1, 2022 | Clients | 53 | 133 | increased by80 |
| Jun 1, 2022 | AUM | $100,447,285 | $125,201,605 | increased by$24,754,320 |
| Jun 1, 2022 | Accounts | 210 | 279 | increased by69 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OCEANIQ CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OCEANIQ CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.