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FI3 FINANCIAL ADVISORS, LLC
CRD 168005File 801-113218
APPROVED
Retail clients
Custody
Filing as of Jul 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.14B
Above cohort median (national)
Discretionary AUM
$975.3M
Non-discretionary $163.6M
Clients
258
1,643 accounts
Employees
21
Top 25% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 14, 2018
- Principal office
- 8900 KEYSTONE CROSSING, SUITE 225, INDIANAPOLIS, IN, 46240
- Phone
- 317-426-8800
- Website
- HTTP://WWW.FI3ADVISORS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.14B
- Discretionary AUM
- $975.3M
- Non-discretionary AUM
- $163.6M
- Discretionary accounts
- 1,419
- Non-discretionary accounts
- 224
- Total accounts
- 1,643
- AUM per client
- $4.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.8M |
| Charitable organizations | 7 | $26.6M |
| High net worth individuals | 183 | $1.07B |
| Pension and profit sharing plans | Fewer than 5 | $8.2M |
| Individuals (other than high net worth individuals) | 63 | $30.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — PERCENTAGE OF CLIENT NET WORTH
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 20 | 21 | increased by1 |
| Apr 1, 2026 | Clients | 242 | 258 | increased by16 |
| Apr 1, 2026 | AUM | $928,442,892 | $1,138,900,750 | increased by$210,457,858 |
| Apr 1, 2026 | Accounts | 1,597 | 1,643 | increased by46 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 20 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 194 | 242 | increased by48 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $606,192,172 | $928,442,892 | increased by$322,250,720 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 917 | 1,597 | increased by680 |
| Apr 1, 2022 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2022 | Clients | 154 | 194 | increased by40 |
| Apr 1, 2022 | AUM | $336,852,246 | $606,192,172 | increased by$269,339,926 |
| Apr 1, 2022 | Accounts | 670 | 917 | increased by247 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FI3 FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FI3 FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.