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FI3 FINANCIAL ADVISORS, LLC
CRD 168005File 801-113218
APPROVED
Retail clients
Custody
Filing as of Jul 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.14B
Above cohort median (national)
Discretionary AUM
$975.3M
Non-discretionary $163.6M
Clients
258
1,643 accounts
Employees
21
Top 25% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 14, 2018
- Principal office
- 8900 KEYSTONE CROSSING, SUITE 225, INDIANAPOLIS, IN, 46240
- Phone
- 317-426-8800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.14B
- Discretionary AUM
- $975.3M
- Non-discretionary AUM
- $163.6M
- Discretionary accounts
- 1,419
- Non-discretionary accounts
- 224
- Total accounts
- 1,643
- AUM per client
- $4.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.8M |
| Charitable organizations | 7 | $26.6M |
| High net worth individuals | 183 | $1.07B |
| Pension and profit sharing plans | Fewer than 5 | $8.2M |
| Individuals (other than high net worth individuals) | 63 | $30.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — PERCENTAGE OF CLIENT NET WORTH
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.