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NINETY ONE NORTH AMERICA, INC.
CRD 167922File 801-80153
APPROVED
Retail clients
Custody
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$41.47B
Top 10% of cohort (national)
Discretionary AUM
$41.47B
Clients
2,298
2,290 accounts
Employees
68
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 5, 2014
- Principal office
- 65 EAST 55TH STREET, 30TH FLOOR, NEW YORK, NY, 10022
- Phone
- 1 917 206 5175
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $41.47B
- Discretionary AUM
- $41.47B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,290
- Non-discretionary accounts
- 0
- Total accounts
- 2,290
- AUM per client
- $18.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $10.7M |
| Insurance companies | Fewer than 5 | $252.3M |
| Investment companies | 8 | $1.37B |
| Charitable organizations | Fewer than 5 | $91.2M |
| Other investment advisers | 16 | $6.32B |
| High net worth individuals | 2,204 | $485.9M |
| Pooled investment vehicles | 40 | $22.31B |
| Pension and profit sharing plans | 23 | $5.29B |
| State or municipal government entities | Fewer than 5 | $1.19B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 2,303 | 2,298 | decreased by5 |
| Jul 1, 2026 | Employees | 67 | 68 | increased by1 |
| Jul 1, 2026 | Clients | 2,024 | 2,303 | increased by279 |
| Jul 1, 2026 | AUM | $38,736,618,699 | $41,472,217,678 | increased by$2,735,598,979 |
| Jul 1, 2026 | Accounts | 2,024 | 2,290 | increased by266 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 68 | 67 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 1,571 | 2,024 | increased by453 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $39,543,681,366 | $38,736,618,699 | decreased by$807,062,667 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 1,567 | 2,024 | increased by457 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 82 | 68 | decreased by14 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 448 | 1,571 | increased by1,123 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $38,099,250,255 | $39,543,681,366 | increased by$1,444,431,111 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 444 | 1,567 | increased by1,123 |
| Jul 1, 2022 | Employees | 78 | 82 | increased by4 |
| Jul 1, 2022 | Clients | 55 | 448 | increased by393 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NINETY ONE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NINETY ONE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.