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NORTHROCK PARTNERS, LLC
CRD 167908File 801-78194
APPROVED
Retail clients
Custody
Filing as of Jul 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$12.19B
Top 10% of cohort (national)
Discretionary AUM
$11.52B
Non-discretionary $660.2M
Clients
4,811
24,014 accounts
Employees
233
Top 10% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 13, 2013
- Principal office
- 225 SOUTH SIXTH STREET, SUITE 1400, MINNEAPOLIS, MN, 55402
- Phone
- (612) 367-8800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.19B
- Discretionary AUM
- $11.52B
- Non-discretionary AUM
- $660.2M
- Discretionary accounts
- 22,997
- Non-discretionary accounts
- 1,017
- Total accounts
- 24,014
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $76.0M |
| Charitable organizations | 12 | $67.0M |
| High net worth individuals | 2,255 | $10.95B |
| Pooled investment vehicles | 1 | $75K |
| Individuals (other than high net worth individuals) | 2,523 | $1.09B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.