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ONE RIVER ASSET MANAGEMENT, LLC
CRD 167835File 801-78232
APPROVED
Custody
Filing as of Jul 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.39B
Top 25% of cohort (national)
Discretionary AUM
$2.39B
Clients
11
16 accounts
Employees
22
Above cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 9, 2013
- Principal office
- 2200 ATLANTIC STREET, SUITE 310, STAMFORD, CT, 06902
- Phone
- 203-489-1440
- Website
- HTTP://WWW.ONERIVERAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.39B
- Discretionary AUM
- $2.39B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 16
- Non-discretionary accounts
- 0
- Total accounts
- 16
- AUM per client
- $216.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $639.6M |
| Pooled investment vehicles | 11 | $1.75B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 30 | 22 | decreased by8 |
| Apr 1, 2026 | AUM | $3,183,085,000 | $2,386,106,000 | decreased by$796,979,000 |
| Apr 1, 2026 | Accounts | 14 | 16 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 28 | 30 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 9 | 11 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,836,278,814 | $3,183,085,000 | increased by$1,346,806,186 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 10 | 14 | increased by4 |
| Sep 1, 2022 | Employees | 37 | 28 | decreased by9 |
| Sep 1, 2022 | Clients | 13 | 9 | decreased by4 |
| Sep 1, 2022 | AUM | $2,480,098,814 | $1,836,278,814 | decreased by$643,820,000 |
| Sep 1, 2022 | Accounts | 14 | 10 | decreased by4 |
| Apr 1, 2022 | Employees | 20 | 37 | increased by17 |
| Apr 1, 2022 | Clients | 6 | 13 | increased by7 |
| Apr 1, 2022 | AUM | $2,125,318,333 | $2,480,098,814 | increased by$354,780,481 |
| Apr 1, 2022 | Accounts | 6 | 14 | increased by8 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ONE RIVER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ONE RIVER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.