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ONE RIVER ASSET MANAGEMENT, LLC

CRD 167835File 801-78232
APPROVED
Custody
Filing as of Jul 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.39B
Top 25% of cohort (national)
Discretionary AUM
$2.39B
Clients
11
16 accounts
Employees
22
Above cohort median in CT

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
BRO
Registration date
Jul 9, 2013
Principal office
2200 ATLANTIC STREET, SUITE 310, STAMFORD, CT, 06902
Phone
203-489-1440

Assets & accounts

ADV Item 5F
Total regulatory AUM
$2.39B
Discretionary AUM
$2.39B
Non-discretionary AUM
$0
Discretionary accounts
16
Non-discretionary accounts
0
Total accounts
16
AUM per client
$216.9M

Clients by type

ADV Item 5D
Client typeClientsAUM
OtherFewer than 5$639.6M
Pooled investment vehicles11$1.75B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Publications
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.