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NORTHERN LIGHTS ADVISORS, INC.
Legal name: NORTHERN LIGHTS ADVISORS, INC
CRD 167824File 801-133961
APPROVED
Retail clients
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$258.9M
Below cohort median (national)
Discretionary AUM
$258.9M
Clients
123
339 accounts
Employees
5
Below cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 25, 2025
- Principal office
- 1448 NW MARKET ST, SUITE 500, SEATTLE, WA, 98107
- Phone
- 206-203-6638
- Website
- HTTPS://WWW.NLRIA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $258.9M
- Discretionary AUM
- $258.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 339
- Non-discretionary accounts
- 0
- Total accounts
- 339
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 51 | $232.2M |
| Individuals (other than high net worth individuals) | 72 | $26.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 3 | 5 | increased by2 |
| Apr 1, 2026 | Clients | 114 | 123 | increased by9 |
| Apr 1, 2026 | AUM | $131,717,958 | $258,852,672 | increased by$127,134,714 |
| Apr 1, 2026 | Accounts | 270 | 339 | increased by69 |
| Dec 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NORTHERN LIGHTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTHERN LIGHTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.