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MUTUAL ADVISORS, LLC
CRD 167658File 801-78089
APPROVED
Retail clients
Custody
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.45B
Top 10% of cohort (national)
Discretionary AUM
$9.17B
Non-discretionary $280.4M
Clients
9,960
24,295 accounts
Employees
223
Top 10% of cohort in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- May 26, 2013
- Principal office
- 9140 W DODGE ROAD, SUITE 230, OMAHA, NE, 68114
- Phone
- 307-439-6357
- Website
- https://www.mutual.group/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.45B
- Discretionary AUM
- $9.17B
- Non-discretionary AUM
- $280.4M
- Discretionary accounts
- 22,524
- Non-discretionary accounts
- 1,771
- Total accounts
- 24,295
- AUM per client
- $949K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 86 | $228.2M |
| Non-U.S. persons | Fewer than 5 | $24.4M |
| High net worth individuals | 2,233 | $6.63B |
| Pension and profit sharing plans | 140 | $280.4M |
| Individuals (other than high net worth individuals) | 7,501 | $2.28B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Oct 1, 2026 | Employees | 208 | 223 | increased by15 |
| Oct 1, 2026 | Clients | 9,473 | 9,960 | increased by487 |
| Oct 1, 2026 | AUM | $8,545,398,177 | $9,449,420,841 | increased by$904,022,664 |
| Oct 1, 2026 | Accounts | 26,800 | 24,295 | decreased by2,505 |
| Apr 1, 2026 | Employees | 189 | 208 | increased by19 |
| Apr 1, 2026 | Clients | 8,463 | 9,473 | increased by1,010 |
| Apr 1, 2026 | AUM | $6,750,194,248 | $8,545,398,177 | increased by$1,795,203,929 |
| Apr 1, 2026 | Accounts | 21,515 | 26,800 | increased by5,285 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 207 | 189 | decreased by18 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 7,065 | 8,463 | increased by1,398 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,614,864,198 | $6,750,194,248 | increased by$2,135,330,050 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 16,135 | 21,515 | increased by5,380 |
| Apr 1, 2022 | Employees | 202 | 207 | increased by5 |
| Apr 1, 2022 | Clients | 6,112 | 7,065 | increased by953 |
| Apr 1, 2022 | AUM | $3,592,868,895 | $4,614,864,198 | increased by$1,021,995,303 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MUTUAL ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MUTUAL ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.