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NEWFRONT RETIREMENT SERVICES, INC.
CRD 167641File 801-80234
APPROVED
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.04B
Above cohort median (national)
Discretionary AUM
$1.04B
Clients
106
106 accounts
Employees
30
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 27, 2014
- Principal office
- 777 MARINERS ISLAND BLVD, SUITE 250, SAN MATEO, CA, 94404
- Phone
- 415-754-3635
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.04B
- Discretionary AUM
- $1.04B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 106
- Non-discretionary accounts
- 0
- Total accounts
- 106
- AUM per client
- $9.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 106 | $1.04B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 31 | 30 | decreased by1 |
| Mar 1, 2026 | Employees | 30 | 31 | increased by1 |
| Mar 1, 2026 | Clients | 63 | 106 | increased by43 |
| Mar 1, 2026 | AUM | $649,333,744 | $1,038,896,040 | increased by$389,562,296 |
| Mar 1, 2026 | Accounts | 63 | 106 | increased by43 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 30 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 29 | 63 | increased by34 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $176,185,116 | $649,333,744 | increased by$473,148,628 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 29 | 63 | increased by34 |
| Apr 1, 2022 | Employees | 16 | 22 | increased by6 |
| Apr 1, 2022 | Clients | 15 | 29 | increased by14 |
| Apr 1, 2022 | AUM | $125,000,000 | $176,185,116 | increased by$51,185,116 |
| Apr 1, 2022 | Accounts | 15 | 29 | increased by14 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NEWFRONT RETIREMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEWFRONT RETIREMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.