APTUS CAPITAL ADVISORS, LLC

CRD 167626File 801-107723

APPROVED

Retail clients

Filing as of Sep 24, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$14.14B

Top 10% of cohort (national)

Discretionary AUM

$12.76B

Non-discretionary $1.38B

Clients

12,707

12,707 accounts

Employees

Top 10% of cohort in AL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: ARO
Registration date: May 16, 2016
Principal office: 314 MAGNOLIA AVENUE, SUITE 200, FAIRHOPE, AL, 36532
Phone: 251-517-7198
Website: http://www.aptusetfs.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $14.14B
Discretionary AUM: $12.76B
Non-discretionary AUM: $1.38B
Discretionary accounts: 11,212
Non-discretionary accounts: 1,495
Total accounts: 12,707
AUM per client: $1.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	14	$3.43B
High net worth individuals	2,358	$7.76B
Individuals (other than high net worth individuals)	10,335	$2.96B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for investment companies
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	36	40	increased by4
Apr 1, 2026	Clients	9,347	12,707	increased by3,360
Apr 1, 2026	AUM	$9,856,216,354	$14,141,557,319	increased by$4,285,340,965
Apr 1, 2026	Accounts	9,347	12,707	increased by3,360
May 1, 2025 vs Oct 1, 2022	Employees	25	36	increased by11
May 1, 2025 vs Oct 1, 2022	Disclosures	Yes	No
May 1, 2025 vs Oct 1, 2022	Clients	5,694	9,347	increased by3,653
May 1, 2025 vs Oct 1, 2022	AUM	$3,969,482,730	$9,856,216,354	increased by$5,886,733,624
May 1, 2025 vs Oct 1, 2022	Accounts	5,688	9,347	increased by3,659
Apr 1, 2022	Employees	22	25	increased by3
Apr 1, 2022	Clients	3,785	5,694	increased by1,909
Apr 1, 2022	AUM	$2,494,262,354	$3,969,482,730	increased by$1,475,220,376
Apr 1, 2022	Accounts	3,785	5,688	increased by1,903
Oct 1, 2021	Disclosures	No	Yes
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “APTUS CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“APTUS CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.