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FORMIDABLE ASSET MANAGEMENT, LLC
CRD 167555File 801-77975
APPROVED
Retail clients
Custody
Filing as of Aug 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$903.0M
Above cohort median (national)
Discretionary AUM
$902.3M
Non-discretionary $731K
Clients
900
2,196 accounts
Employees
21
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 22, 2013
- Principal office
- 221 E. 4TH STREET, SUITE 2700, CINCINNATI, OH, 45202
- Phone
- 513-655-5566
- Website
- HTTP://FORMIDABLEAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $903.0M
- Discretionary AUM
- $902.3M
- Non-discretionary AUM
- $731K
- Discretionary accounts
- 2,187
- Non-discretionary accounts
- 9
- Total accounts
- 2,196
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $2.1M |
| Investment companies | 2 | $39.8M |
| Charitable organizations | 5 | $1.8M |
| High net worth individuals | 203 | $626.1M |
| Pooled investment vehicles | 1 | $1.8M |
| Pension and profit sharing plans | 5 | $986K |
| Individuals (other than high net worth individuals) | 674 | $230.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 20 | 21 | increased by1 |
| Apr 1, 2026 | Clients | 871 | 900 | increased by29 |
| Apr 1, 2026 | AUM | $876,010,541 | $903,036,940 | increased by$27,026,399 |
| Apr 1, 2026 | Accounts | 2,188 | 2,196 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 20 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 784 | 871 | increased by87 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $706,866,699 | $876,010,541 | increased by$169,143,842 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,741 | 2,188 | increased by447 |
| Apr 1, 2022 | Clients | 751 | 784 | increased by33 |
| Apr 1, 2022 | AUM | $618,829,975 | $706,866,699 | increased by$88,036,724 |
| Apr 1, 2022 | Accounts | 1,460 | 1,741 | increased by281 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FORMIDABLE ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FORMIDABLE ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.