LAVACA CAPITAL, LLC

CRD 167238File 801-113042

APPROVED

Retail clients

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$927.1M

Above cohort median (national)

Discretionary AUM

$927.1M

Clients

33 accounts

Employees

Above cohort median in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Apr 30, 2018
Principal office: 2700 POST OAK BLVD., SUITE 1250, HOUSTON, TX, 77056
Phone: 713-904-4027
Website: HTTP://WWW.LAVACACAPITAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $927.1M
Discretionary AUM: $927.1M
Non-discretionary AUM: $0
Discretionary accounts: 33
Non-discretionary accounts: 0
Total accounts: 33
AUM per client: $28.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	1	$33.4M
Charitable organizations	Fewer than 5	Not reported
Other investment advisers	8	$431.2M
High net worth individuals	20	$385.2M
Pooled investment vehicles	4	$77.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.