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PHILLIPS AND COMPANY ADVISORS LLC
CRD 167214File 801-63879
APPROVED
Retail clients
Filing as of Mar 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.66B
Top 25% of cohort (national)
Discretionary AUM
$1.21B
Non-discretionary $1.46B
Clients
1,273
2,675 accounts
Employees
19
Top 10% of cohort in OR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Oct 31, 2011
- Principal office
- 521 SW 11TH AVENUE, SUITE 200, PORTLAND, OR, 97205
- Phone
- 503-224-0858
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.66B
- Discretionary AUM
- $1.21B
- Non-discretionary AUM
- $1.46B
- Discretionary accounts
- 2,527
- Non-discretionary accounts
- 148
- Total accounts
- 2,675
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 19 | $98.8M |
| Charitable organizations | 10 | $109.4M |
| High net worth individuals | 176 | $1.61B |
| Pension and profit sharing plans | 134 | $603.8M |
| Individuals (other than high net worth individuals) | 934 | $239.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 21 | 19 | decreased by2 |
| Apr 1, 2026 | Clients | 1,525 | 1,273 | decreased by252 |
| Apr 1, 2026 | AUM | $2,276,351,775 | $2,664,967,346 | increased by$388,615,571 |
| Apr 1, 2026 | Accounts | 1,525 | 2,675 | increased by1,150 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 21 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,044 | 1,525 | increased by481 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,141,648,569 | $2,276,351,775 | increased by$1,134,703,206 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,189 | 1,525 | increased by336 |
| Apr 1, 2022 | Employees | 18 | 20 | increased by2 |
| Apr 1, 2022 | Clients | 1,032 | 1,044 | increased by12 |
| Apr 1, 2022 | AUM | $1,114,333,334 | $1,141,648,569 | increased by$27,315,235 |
| Apr 1, 2022 | Accounts | 1,032 | 1,189 | increased by157 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PHILLIPS COMPANY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PHILLIPS COMPANY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.