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PHILLIPS AND COMPANY ADVISORS LLC
CRD 167214File 801-63879
APPROVED
Retail clients
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.66B
Top 25% of cohort (national)
Discretionary AUM
$1.21B
Non-discretionary $1.46B
Clients
1,273
2,675 accounts
Employees
19
Top 10% of cohort in OR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Oct 31, 2011
- Principal office
- 521 SW 11TH AVENUE, SUITE 200, PORTLAND, OR, 97205
- Phone
- 503-224-0858
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.66B
- Discretionary AUM
- $1.21B
- Non-discretionary AUM
- $1.46B
- Discretionary accounts
- 2,527
- Non-discretionary accounts
- 148
- Total accounts
- 2,675
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 19 | $98.8M |
| Charitable organizations | 10 | $109.4M |
| High net worth individuals | 176 | $1.61B |
| Pension and profit sharing plans | 134 | $603.8M |
| Individuals (other than high net worth individuals) | 934 | $239.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.