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UG INVESTMENT ADVISERS LTD.
CRD 167183File 801-78224
APPROVED
Filing as of Apr 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.68B
Top 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $4.68B
Clients
2
2 accounts
Employees
39
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jul 26, 2013
- Principal office
- 11F, NO. 95, SECTION 2, DUNHUA S. ROAD, TAIPEI, 106
- Phone
- 886-9-2042-9057
- Website
- HTTP://WWW.UGFUNDS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.68B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $4.68B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 2
- Total accounts
- 2
- AUM per client
- $2.34B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $4.68B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.