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CASCADES CAPITAL ASSET MANAGEMENT, LLC
CRD 167102File 801-113166
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$383.3M
Below cohort median (national)
Discretionary AUM
$346.3M
Non-discretionary $37.0M
Clients
358
733 accounts
Employees
3
Below cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 7, 2018
- Principal office
- 1840 PEMBROKE ROAD, SUITE 1, GREENSBORO, NC, 27408
- Phone
- 336-404-4746
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $383.3M
- Discretionary AUM
- $346.3M
- Non-discretionary AUM
- $37.0M
- Discretionary accounts
- 718
- Non-discretionary accounts
- 15
- Total accounts
- 733
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $4.5M |
| Charitable organizations | 6 | $1.1M |
| High net worth individuals | 84 | $276.6M |
| Pension and profit sharing plans | 15 | $37.0M |
| Individuals (other than high net worth individuals) | 245 | $64.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D3
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.