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WORTH ASSET MANAGEMENT
Legal name: WORTH ASSET MANAGEMENT, LLC
CRD 166970File 801-122206
APPROVED
Retail clients
Filing as of Jul 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$288.2M
Below cohort median (national)
Discretionary AUM
$288.1M
Non-discretionary $64K
Clients
333
333 accounts
Employees
12
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jul 1, 2021
- Principal office
- 17855 DALLAS PARKWAY, SUITE 150, DALLAS, TX, 75287
- Phone
- 469-257-5074
- Website
- https://worthassetmgmt.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $288.2M
- Discretionary AUM
- $288.1M
- Non-discretionary AUM
- $64K
- Discretionary accounts
- 329
- Non-discretionary accounts
- 4
- Total accounts
- 333
- AUM per client
- $865K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 82 | $103.2M |
| Pension and profit sharing plans | Fewer than 5 | $64K |
| Individuals (other than high net worth individuals) | 247 | $184.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 10 | 12 | increased by2 |
| Mar 1, 2026 | Clients | 344 | 333 | decreased by11 |
| Mar 1, 2026 | AUM | $270,009,431 | $288,200,656 | increased by$18,191,225 |
| Mar 1, 2026 | Accounts | 344 | 333 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 10 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 255 | 344 | increased by89 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $204,602,104 | $270,009,431 | increased by$65,407,327 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 564 | 344 | decreased by220 |
| Apr 1, 2022 | Clients | 483 | 255 | decreased by228 |
| Apr 1, 2022 | AUM | $170,991,533 | $204,602,104 | increased by$33,610,571 |
| Apr 1, 2022 | Accounts | 507 | 564 | increased by57 |
| Sep 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WORTH ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WORTH ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.