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SAGEOAK FINANCIAL, LLC
CRD 166927File 801-122855
APPROVED
Retail clients
Custody
Filing as of Jul 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$174.8M
Bottom 25% of cohort (national)
Discretionary AUM
$174.8M
Clients
263
690 accounts
Employees
3
Bottom 25% of cohort in OK
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Dec 13, 2021
- Principal office
- 6120 S YALE AVE SUITE 100, TULSA, OK, 74136-4213
- Phone
- (918) 627-3700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $174.8M
- Discretionary AUM
- $174.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 690
- Non-discretionary accounts
- 0
- Total accounts
- 690
- AUM per client
- $665K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $62K |
| Charitable organizations | Fewer than 5 | $953K |
| High net worth individuals | 51 | $90.2M |
| Pension and profit sharing plans | Fewer than 5 | $2.3M |
| Individuals (other than high net worth individuals) | 212 | $81.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — PERCENTAGE OF CLIENT NET WORTH
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 260 | 263 | increased by3 |
| Apr 1, 2026 | AUM | $143,926,779 | $174,816,282 | increased by$30,889,503 |
| Apr 1, 2026 | Accounts | 655 | 690 | increased by35 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 281 | 260 | decreased by21 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $114,143,530 | $143,926,779 | increased by$29,783,249 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 642 | 655 | increased by13 |
| Apr 1, 2022 | Clients | 284 | 281 | decreased by3 |
| Apr 1, 2022 | AUM | $114,053,462 | $114,143,530 | increased by$90,068 |
| Apr 1, 2022 | Accounts | 626 | 642 | increased by16 |
| Jan 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SAGEOAK FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAGEOAK FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.