← Directory
RED OAK FINANCIAL GROUP
Legal name: RED OAK FINANCIAL GROUP, LLC
CRD 166912File 801-80860
APPROVED
Retail clients
Custody
Filing as of Jul 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.04B
Above cohort median (national)
Discretionary AUM
$616.7M
Non-discretionary $423.5M
Clients
1,202
1,885 accounts
Employees
20
Above cohort median in MD
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jan 21, 2015
- Principal office
- 403 ALLEGHENY AVENUE, TOWSON, MD, 21204
- Phone
- 410-321-0168
- Website
- http://redoak1978.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.04B
- Discretionary AUM
- $616.7M
- Non-discretionary AUM
- $423.5M
- Discretionary accounts
- 1,752
- Non-discretionary accounts
- 133
- Total accounts
- 1,885
- AUM per client
- $865K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $212K |
| Charitable organizations | Fewer than 5 | $954K |
| Pension and profit sharing plans | 151 | $423.5M |
| Individuals (other than high net worth individuals) | 1,051 | $615.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 895 | 1,202 | increased by307 |
| Apr 1, 2026 | AUM | $836,788,025 | $1,040,249,413 | increased by$203,461,388 |
| Apr 1, 2026 | Accounts | 1,700 | 1,885 | increased by185 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 19 | 20 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 19 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 744 | 895 | increased by151 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $621,854,183 | $836,788,025 | increased by$214,933,842 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,383 | 1,700 | increased by317 |
| Apr 1, 2022 | Employees | 12 | 14 | increased by2 |
| Apr 1, 2022 | Clients | 671 | 744 | increased by73 |
| Apr 1, 2022 | AUM | $529,294,837 | $621,854,183 | increased by$92,559,346 |
| Apr 1, 2022 | Accounts | 1,234 | 1,383 | increased by149 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RED OAK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RED OAK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.