RED OAK FINANCIAL GROUP

Legal name: RED OAK FINANCIAL GROUP, LLC

CRD 166912File 801-80860

APPROVED

Retail clients

Custody

Filing as of Jul 17, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.04B

Above cohort median (national)

Discretionary AUM

$616.7M

Non-discretionary $423.5M

Clients

1,202

1,885 accounts

Employees

Above cohort median in MD

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: Jan 21, 2015
Principal office: 403 ALLEGHENY AVENUE, TOWSON, MD, 21204
Phone: 410-321-0168
Website: https://www.linkedin.com/company/redoak-financial-group/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.04B
Discretionary AUM: $616.7M
Non-discretionary AUM: $423.5M
Discretionary accounts: 1,752
Non-discretionary accounts: 133
Total accounts: 1,885
AUM per client: $865K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$212K
Charitable organizations	Fewer than 5	$954K
Pension and profit sharing plans	151	$423.5M
Individuals (other than high net worth individuals)	1,051	$615.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.