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SEROS WEALTH PARTNERS
Legal name: SEROS FINANCIAL, LLC
CRD 166808File 801-120609
APPROVED
Retail clients
Filing as of Jun 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$359.2M
Below cohort median (national)
Discretionary AUM
$359.2M
Clients
457
1,049 accounts
Employees
10
Above cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 25, 2021
- Principal office
- 155 E RIVULON BLVD, SUITE 304, GILBERT, AZ, 85297
- Phone
- 480-967-1155
- Website
- HTTPS://SEROSWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $359.2M
- Discretionary AUM
- $359.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,049
- Non-discretionary accounts
- 0
- Total accounts
- 1,049
- AUM per client
- $786K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $2.0M |
| Charitable organizations | Fewer than 5 | $709K |
| High net worth individuals | 121 | $217.8M |
| Pooled investment vehicles | 1 | $0 |
| Pension and profit sharing plans | 8 | $15.3M |
| Individuals (other than high net worth individuals) | 320 | $123.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Subscription fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.