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RESOURCE CAPITAL INVESTMENT CORPORATION

CRD 166722File 801-78106
APPROVED
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.71B
Top 25% of cohort (national)
Discretionary AUM
$2.94B
Non-discretionary $769.2M
Clients
35
35 accounts
Employees
4
Top 25% of cohort in CA

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
LARO
Registration date
Jun 4, 2013
Principal office
1910 PALOMAR POINT WAY, SUITE 200, CARLSBAD, CA, 92008
Phone
760-444-5254

Assets & accounts

ADV Item 5F
Total regulatory AUM
$3.71B
Discretionary AUM
$2.94B
Non-discretionary AUM
$769.2M
Discretionary accounts
29
Non-discretionary accounts
6
Total accounts
35
AUM per client
$105.9M

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles35$3.71B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
Yes
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • Q11H2

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.