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RESOURCE CAPITAL INVESTMENT CORPORATION
CRD 166722File 801-78106
APPROVED
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.71B
Top 25% of cohort (national)
Discretionary AUM
$2.94B
Non-discretionary $769.2M
Clients
35
35 accounts
Employees
4
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 4, 2013
- Principal office
- 1910 PALOMAR POINT WAY, SUITE 200, CARLSBAD, CA, 92008
- Phone
- 760-444-5254
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.71B
- Discretionary AUM
- $2.94B
- Non-discretionary AUM
- $769.2M
- Discretionary accounts
- 29
- Non-discretionary accounts
- 6
- Total accounts
- 35
- AUM per client
- $105.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 35 | $3.71B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 4 | decreased by5 |
| Apr 1, 2026 | Clients | 32 | 35 | increased by3 |
| Apr 1, 2026 | AUM | $3,584,334,392 | $3,706,679,117 | increased by$122,344,725 |
| Apr 1, 2026 | Accounts | 32 | 35 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 45 | 32 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,953,045,846 | $3,584,334,392 | increased by$631,288,546 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 45 | 32 | decreased by13 |
| Apr 1, 2022 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2022 | Clients | 33 | 45 | increased by12 |
| Apr 1, 2022 | AUM | $1,995,355,428 | $2,953,045,846 | increased by$957,690,418 |
| Apr 1, 2022 | Accounts | 33 | 45 | increased by12 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RESOURCE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RESOURCE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.