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SWMG, LLC
CRD 166688File 801-116898
APPROVED
Retail clients
Filing as of Jul 7, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$430.4M
Below cohort median (national)
Discretionary AUM
$425.2M
Non-discretionary $5.1M
Clients
429
1,652 accounts
Employees
19
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jul 3, 2019
- Principal office
- 3343 LOCKE AVE, STE 107, FORT WORTH, TX, 76107
- Phone
- 817-210-3444
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $430.4M
- Discretionary AUM
- $425.2M
- Non-discretionary AUM
- $5.1M
- Discretionary accounts
- 1,600
- Non-discretionary accounts
- 52
- Total accounts
- 1,652
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 161 | $330.3M |
| Individuals (other than high net worth individuals) | 268 | $100.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.