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TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
CRD 166664File 801-113167
APPROVED
Retail clients
Custody
Filing as of Apr 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$238.8M
Below cohort median (national)
Discretionary AUM
$237.2M
Non-discretionary $1.6M
Clients
414
412 accounts
Employees
8
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 3, 2018
- Principal office
- Not reported
- Phone
- (866) 568-0003
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $238.8M
- Discretionary AUM
- $237.2M
- Non-discretionary AUM
- $1.6M
- Discretionary accounts
- 405
- Non-discretionary accounts
- 7
- Total accounts
- 412
- AUM per client
- $577K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $0 |
| High net worth individuals | 66 | $158.5M |
| Individuals (other than high net worth individuals) | 346 | $80.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SELECTION OF OTHER ADVISERS FEES
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Custody | false | true |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.