← Directory
TCFG INVESTMENT ADVISORS, LLC
CRD 166606File 801-77596
APPROVED
Retail clients
Disclosure events
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$639.4M
Above cohort median (national)
Discretionary AUM
$639.4M
Clients
2,334
2,171 accounts
Employees
27
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 9, 2013
- Principal office
- 28202 CABOT RD, SUITE 300, LAGUNA NIGUEL, CA, 92677
- Phone
- 949-365-5830
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $639.4M
- Discretionary AUM
- $639.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,171
- Non-discretionary accounts
- 0
- Total accounts
- 2,171
- AUM per client
- $274K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 73 | $231.9M |
| Individuals (other than high net worth individuals) | 2,261 | $407.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C5
- Q11E1
- Q11E2
- Q11H1A
- Q11H1B
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 2,344 | 2,334 | decreased by10 |
| Apr 1, 2026 | AUM | $575,111,609 | $639,411,822 | increased by$64,300,213 |
| Apr 1, 2026 | Accounts | 2,344 | 2,171 | decreased by173 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 35 | 27 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,929 | 2,344 | increased by415 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $540,144,981 | $575,111,609 | increased by$34,966,628 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,929 | 2,344 | increased by415 |
| Apr 1, 2022 | Employees | 30 | 35 | increased by5 |
| Apr 1, 2022 | Clients | 3,090 | 1,929 | decreased by1,161 |
| Apr 1, 2022 | AUM | $459,678,474 | $540,144,981 | increased by$80,466,507 |
| Apr 1, 2022 | Accounts | 3,090 | 1,929 | decreased by1,161 |
| Nov 1, 2021 | Disclosures | No | Yes | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TCFG INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TCFG INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.