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COMPASS ION ADVISORS, LLC
CRD 166418File 801-78503
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.59B
Top 25% of cohort (national)
Discretionary AUM
$1.45B
Non-discretionary $134.4M
Clients
1,204
3,745 accounts
Employees
24
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Aug 30, 2013
- Principal office
- 300 CONSHOHOCKEN STATE ROAD, SUITE 230, CONSHOHOCKEN, PA, 19428
- Phone
- (610) 228-2200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.59B
- Discretionary AUM
- $1.45B
- Non-discretionary AUM
- $134.4M
- Discretionary accounts
- 3,718
- Non-discretionary accounts
- 27
- Total accounts
- 3,745
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 333 | $1.14B |
| Pension and profit sharing plans | 27 | $134.4M |
| Individuals (other than high net worth individuals) | 844 | $310.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 23 | 24 | increased by1 |
| Apr 1, 2026 | Clients | 1,146 | 1,204 | increased by58 |
| Apr 1, 2026 | AUM | $1,328,104,988 | $1,586,830,325 | increased by$258,725,337 |
| Apr 1, 2026 | Accounts | 3,547 | 3,745 | increased by198 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 23 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 913 | 1,146 | increased by233 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $870,558,080 | $1,328,104,988 | increased by$457,546,908 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,708 | 3,547 | increased by839 |
| Mar 1, 2022 | Employees | 13 | 15 | increased by2 |
| Mar 1, 2022 | Clients | 876 | 913 | increased by37 |
| Mar 1, 2022 | AUM | $748,974,948 | $870,558,080 | increased by$121,583,132 |
| Mar 1, 2022 | Accounts | 2,622 | 2,708 | increased by86 |
| Feb 1, 2022 | Disclosures | No | Yes | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COMPASS ION” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COMPASS ION” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.