PATHWAY FINANCIAL ADVISERS, LLC

CRD 166237File 801-80650

APPROVED

Retail clients

Filing as of Mar 11, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$524.2M

Above cohort median (national)

Discretionary AUM

$524.2M

Clients

822

1,832 accounts

Employees

Above cohort median in IN

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Dec 22, 2014
Principal office: 4571 COUNTY ROAD 35, AUBURN, IN, 46706
Phone: 260-925-2887
Website: https://www.pathwayria.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $524.2M
Discretionary AUM: $524.2M
Non-discretionary AUM: $0
Discretionary accounts: 1,832
Non-discretionary accounts: 0
Total accounts: 1,832
AUM per client: $638K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	2	$628K
Charitable organizations	3	$577K
High net worth individuals	142	$346.8M
Pension and profit sharing plans	2	$5.3M
Individuals (other than high net worth individuals)	673	$170.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.