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PATHWAY FINANCIAL ADVISERS, LLC
CRD 166237File 801-80650
APPROVED
Retail clients
Filing as of Mar 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$524.2M
Above cohort median (national)
Discretionary AUM
$524.2M
Clients
822
1,832 accounts
Employees
8
Above cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 22, 2014
- Principal office
- 4571 COUNTY ROAD 35, AUBURN, IN, 46706
- Phone
- 260-925-2887
- Website
- https://www.pathwayria.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $524.2M
- Discretionary AUM
- $524.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,832
- Non-discretionary accounts
- 0
- Total accounts
- 1,832
- AUM per client
- $638K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $628K |
| Charitable organizations | 3 | $577K |
| High net worth individuals | 142 | $346.8M |
| Pension and profit sharing plans | 2 | $5.3M |
| Individuals (other than high net worth individuals) | 673 | $170.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 766 | 822 | increased by56 |
| Apr 1, 2026 | AUM | $442,844,998 | $524,223,965 | increased by$81,378,967 |
| Apr 1, 2026 | Accounts | 1,690 | 1,832 | increased by142 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 8 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 630 | 766 | increased by136 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $351,939,635 | $442,844,998 | increased by$90,905,363 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,420 | 1,690 | increased by270 |
| Apr 1, 2022 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2022 | Clients | 538 | 630 | increased by92 |
| Apr 1, 2022 | AUM | $271,535,416 | $351,939,635 | increased by$80,404,219 |
| Apr 1, 2022 | Accounts | 1,225 | 1,420 | increased by195 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PATHWAY FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PATHWAY FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.