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CLARAPHI ADVISORY NETWORK, LLC
CRD 165868File 801-80575
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Dec 1, 2023
Feed vintage Oct 1, 2026
Regulatory AUM
$382.5M
Below cohort median (national)
Discretionary AUM
$382.5M
Clients
1,504
2,422 accounts
Employees
8
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 4, 2014
- Principal office
- 120 VANTIS DRIVE, SUITE 585, ALISO VIEJO, CA, 92656
- Phone
- 949-215-0025
- Website
- HTTP://WWW.CLARAPHI.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $382.5M
- Discretionary AUM
- $382.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,422
- Non-discretionary accounts
- 0
- Total accounts
- 2,422
- AUM per client
- $254K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 26 | $11.1M |
| High net worth individuals | 105 | $126.9M |
| Pension and profit sharing plans | 11 | $10.0M |
| Individuals (other than high net worth individuals) | 1,362 | $234.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 8 | decreased by21 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,760 | 1,504 | decreased by1,256 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $969,896,457 | $382,500,156 | decreased by$587,396,301 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 11,265 | 2,422 | decreased by8,843 |
| Sep 1, 2022 | Disclosures | No | Yes | |
| Apr 1, 2022 | Employees | 44 | 29 | decreased by15 |
| Apr 1, 2022 | Clients | 3,019 | 2,760 | decreased by259 |
| Apr 1, 2022 | AUM | $1,070,426,042 | $969,896,457 | decreased by$100,529,585 |
| Apr 1, 2022 | Accounts | 12,086 | 11,265 | decreased by821 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CLARAPHI ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CLARAPHI ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.